Tagged: SEBI

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Regulations with respect to Research and Investment Advise

Outside of finance, there are few fields where there are so many intermediaries who try to provide solutions for every aspect of one’s finances be it personal finance or corporate finance. In the United States, you have Mutual Funds, Registered Investment Advisors and Broker Dealers who perform activities with regard to providing advice to clients with respect to investments in...

SEBI Riskometer 0

SEBI Riskometer

Mint today reported that SEBI has ordered Mutual Funds to classify their schemes in five categories in terms of their risk levels – the risk being of Principal loss. (Link). Currently Mutual Funds follow a Color coding model based on 3 parameters – nature of scheme, investment objective and level of risk, denoted by 3 different colours. The new scheme while on...